Compliance issues? Let's talk about it...

Finally, a source of support for IFAs!  As an advisor, you spend your time looking for clients, attending meetings, getting up to speed on products and changing rules that govern your activities.  On top of that, you have family and friends and personal activities that keep you busy.  All of this can be overwhelming.

The truth is you don’t have enough time to read and understand all the details about compliance.  If you are attached to a dealer/company, there may not be any resource to protect you so you are left to fend for yourselves. 

At SupportingAdvisors.com, we offer a password protected forum and LiveChat room which is a great place for IFAs to discuss compliance issues.  We promise you that the support and discussion will be top notch.  Just like getting a second opinion from your doctor, why not getting a second opinion on compliance related issues from other BM/IFAs?  Time and time again, the proof of the pudding is in the eating.  In this case, results are what counts. 

The key is on finding the best option to best serve your clients and to contribute to your profession.  You just have to remember that, at the end of the day, your supervisor is still at your dealer, but at SupportingAdvisors.com, we offer, “Bank like support for independents!”